The Peer Review Process During the COVID-19 Pandemic

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The COVID-19 pandemic put unparalleled strain on US health care systems and individual health care providers (HCPs), which has been well documented. Like all other medical peer reviewed journals, Federal Practitioner relies heavily on the generosity and dedication of federal HCPs. As the pandemic unfolded, we questioned whether HCPs would have the time and energy to write new articles, complete research projects, and review the work of their peers. To assess the impact of COVID-19 on the journal, we compared data from a full year during the COVID-19 pandemic with that of the previous year to determine whether and how the pandemic reshaped the peer review and publication process.

For the purposes of this review, we will compare a full year of COVID-19 journal performance with the prior year. Since COVID-19 infections spiked at different times in different places, there is no clear starting point for the pandemic. Similarly, states varied widely in their vaccination rates and opening procedures. Nevertheless, the period from May 1, 2020 to April 30, 2021, most of the country experienced COVID-19 restrictions, and the number of cases rose dramatically.

From May 1, 2020 to April 30, 2021, Federal Practitioner received 208 submissions, 110% increase over the previous year (189 submissions from May 1, 2019 to April 30, 2020) and a 28% increase over a 2-year period. After submission, it took an average of 9.0 days to the first reviewer invitation compared with 10.3 days in the previous year and 4.7 days 2 years prior. Time from the initial submission to the first decision (ie, accept, reject, or revise) took 72.8 days in the COVID-19 year compared with 91.1 days in the previous year and 69.6 days 2 years prior. In both periods it took reviewers a mean 9.5 days to complete a review from the date invited, and the rate of late reviews was unchanged as well.

During the COVID-19 pandemic year, 1481 reviewer invitations were sent to potential reviewers and 498 reviews were completed (33.6%) by 195 individual reviewers: an average of 2.4 reviews per manuscript. Most reviewers recommended to accept the manuscript, and just 14.7% of reviewers recommended to reject the manuscript (Table). The previous year 1295 invitations were sent to potential reviewers and 460 reviews were completed (38.1%) by 181 individual reviewers for an average of 2.4 reviews per manuscript.

Peer Review Process Results


For the original submissions, the journal accepted just 26 (12.7%) articles, recommended revisions for 105 (51.2%) submissions, and rejected 74 (36.1%) submissions from May 1, 2020 to April 30, 3021. One hundred seven manuscripts were revised once, and 75.7% were accepted, and 2.8% were rejected. Twenty-two articles had a second revision and 1 had a third revision and all were published. In the year before the pandemic, just 16 (9.5%) manuscripts were accepted in their original form and 59 (39.1%) were rejected.

Federal Practitioner published 113 articles from May 2020 to April 2021. These articles included 44 (38.9%) original studies, 25 (22.1%) case studies, 20 (17.7%) program profiles, 16 (14.2%) commentaries/editorials, and 8 (7.1%) review articles; 19 (16.8%) articles were focused on COVID-19. The prior year saw Federal Practitioner publish 106 articles in 18 issues. Of these articles 36.8% were original studies, 22.6% were program profiles, 18.9% were case studies, 13.2% were commentaries/editorials, and 8.5% were review articles.

Despite the impact of COVID-19, federal HCPs continued to contribute to this journal without significant interruption. The journal saw a 10% increase in submissions during the pandemic year compared with the previous year but that was in keeping with prior increases in submissions. Similarly, the journal saw more individual reviewers submit more total reviews from May 2020 to April 2021 compared with the previous year. The broad spectrum of reviewers involved in the process and the growing volume of both reviews and submissions suggest that our reviewers remained available and committed to the peer review process despite the impact of a pandemic.

Reducing the time to first decision remains an important priority for the journal. Although the time was shortened during the pandemic, it still took longer to inform authors of the first decision compared with 2 years before. There is no indication that COVID-19 had an impact on the speed of decision making. Reviewers were as timely during the pandemic as they were the year before.

Similarly, there was little difference in the types of articles that were published, other than the obvious increase in COVID-19 submissions. Most of the articles on COVID-19 were editorials and columns, though the journal also published case studies, program profiles, and review articles on treatment. During the pandemic, a higher percentage of articles were original studies and case reports, and fewer were program profiles compared with the types the year before. It is unclear if these differences resulted from random fluctuations in unsolicited manuscripts or are part of a larger trend. The journal managed to publish slightly more articles from May 2020 to April 2021 compared with May 2019 to April 2020 despite fewer issues. This is likely due to increased submissions and articles published online.

For the original submissions, the journal accepted just 26 (12.7%) articles, recommended revisions for 105 (51.2%) submissions and rejected 74 (36.1%) submissions from May 2020 to April 3021. One hundred seven manuscripts were revised once and 75.7% were accepted and 2.8% were rejected. Twenty-two articles had a second revision and 1 had a third revision and all were published. In the year prior to the pandemic, just 16 (9.5%) manuscripts were accepted in their original form, and 59 (39.1%) were rejected.

Although Federal Practitioner improved the efficiency of its decision making, there is still significant room for improvement. We are committed to providing our authors with more rapid decisions and reducing the time to the first decision. Seventy-two days is still too long for authors to wait to hear about the initial decision on their article. Future reviews of the publication process should focus not only on the types of articles that are included, but their subjects as well. Given the great diversity of clinical care practiced across the US Department of Veterans Affairs, US Department of Defense, and the US Public Health Service, the journal must ensure that its articles reflect its diverse audience. We would like to see articles come from authors associated with all 3 major branches of our audience, as well as small portions of the readership (eg, Federal Bureau of Prisons, National Institutes of Health) and ask our readers to help us promote the journal to potential authors in all Federal Health Care organizations. We are especially interested in submissions on or from underserved populations.

Despite the significant burdens on HCPs and federal health care systems, Federal Practitioner managed to increase the speed of publication and the number of articles between May 2020 and April 2021 thanks to the work of all the authors and reviewers who contributed their time and energy to the publication during this challenging period. Their efforts are impressive and greatly appreciated. We pledge to continue to improve our process to reduce the time to publication and to continue to provide regular updates on our process and performance.

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The COVID-19 pandemic put unparalleled strain on US health care systems and individual health care providers (HCPs), which has been well documented. Like all other medical peer reviewed journals, Federal Practitioner relies heavily on the generosity and dedication of federal HCPs. As the pandemic unfolded, we questioned whether HCPs would have the time and energy to write new articles, complete research projects, and review the work of their peers. To assess the impact of COVID-19 on the journal, we compared data from a full year during the COVID-19 pandemic with that of the previous year to determine whether and how the pandemic reshaped the peer review and publication process.

For the purposes of this review, we will compare a full year of COVID-19 journal performance with the prior year. Since COVID-19 infections spiked at different times in different places, there is no clear starting point for the pandemic. Similarly, states varied widely in their vaccination rates and opening procedures. Nevertheless, the period from May 1, 2020 to April 30, 2021, most of the country experienced COVID-19 restrictions, and the number of cases rose dramatically.

From May 1, 2020 to April 30, 2021, Federal Practitioner received 208 submissions, 110% increase over the previous year (189 submissions from May 1, 2019 to April 30, 2020) and a 28% increase over a 2-year period. After submission, it took an average of 9.0 days to the first reviewer invitation compared with 10.3 days in the previous year and 4.7 days 2 years prior. Time from the initial submission to the first decision (ie, accept, reject, or revise) took 72.8 days in the COVID-19 year compared with 91.1 days in the previous year and 69.6 days 2 years prior. In both periods it took reviewers a mean 9.5 days to complete a review from the date invited, and the rate of late reviews was unchanged as well.

During the COVID-19 pandemic year, 1481 reviewer invitations were sent to potential reviewers and 498 reviews were completed (33.6%) by 195 individual reviewers: an average of 2.4 reviews per manuscript. Most reviewers recommended to accept the manuscript, and just 14.7% of reviewers recommended to reject the manuscript (Table). The previous year 1295 invitations were sent to potential reviewers and 460 reviews were completed (38.1%) by 181 individual reviewers for an average of 2.4 reviews per manuscript.

Peer Review Process Results


For the original submissions, the journal accepted just 26 (12.7%) articles, recommended revisions for 105 (51.2%) submissions, and rejected 74 (36.1%) submissions from May 1, 2020 to April 30, 3021. One hundred seven manuscripts were revised once, and 75.7% were accepted, and 2.8% were rejected. Twenty-two articles had a second revision and 1 had a third revision and all were published. In the year before the pandemic, just 16 (9.5%) manuscripts were accepted in their original form and 59 (39.1%) were rejected.

Federal Practitioner published 113 articles from May 2020 to April 2021. These articles included 44 (38.9%) original studies, 25 (22.1%) case studies, 20 (17.7%) program profiles, 16 (14.2%) commentaries/editorials, and 8 (7.1%) review articles; 19 (16.8%) articles were focused on COVID-19. The prior year saw Federal Practitioner publish 106 articles in 18 issues. Of these articles 36.8% were original studies, 22.6% were program profiles, 18.9% were case studies, 13.2% were commentaries/editorials, and 8.5% were review articles.

Despite the impact of COVID-19, federal HCPs continued to contribute to this journal without significant interruption. The journal saw a 10% increase in submissions during the pandemic year compared with the previous year but that was in keeping with prior increases in submissions. Similarly, the journal saw more individual reviewers submit more total reviews from May 2020 to April 2021 compared with the previous year. The broad spectrum of reviewers involved in the process and the growing volume of both reviews and submissions suggest that our reviewers remained available and committed to the peer review process despite the impact of a pandemic.

Reducing the time to first decision remains an important priority for the journal. Although the time was shortened during the pandemic, it still took longer to inform authors of the first decision compared with 2 years before. There is no indication that COVID-19 had an impact on the speed of decision making. Reviewers were as timely during the pandemic as they were the year before.

Similarly, there was little difference in the types of articles that were published, other than the obvious increase in COVID-19 submissions. Most of the articles on COVID-19 were editorials and columns, though the journal also published case studies, program profiles, and review articles on treatment. During the pandemic, a higher percentage of articles were original studies and case reports, and fewer were program profiles compared with the types the year before. It is unclear if these differences resulted from random fluctuations in unsolicited manuscripts or are part of a larger trend. The journal managed to publish slightly more articles from May 2020 to April 2021 compared with May 2019 to April 2020 despite fewer issues. This is likely due to increased submissions and articles published online.

For the original submissions, the journal accepted just 26 (12.7%) articles, recommended revisions for 105 (51.2%) submissions and rejected 74 (36.1%) submissions from May 2020 to April 3021. One hundred seven manuscripts were revised once and 75.7% were accepted and 2.8% were rejected. Twenty-two articles had a second revision and 1 had a third revision and all were published. In the year prior to the pandemic, just 16 (9.5%) manuscripts were accepted in their original form, and 59 (39.1%) were rejected.

Although Federal Practitioner improved the efficiency of its decision making, there is still significant room for improvement. We are committed to providing our authors with more rapid decisions and reducing the time to the first decision. Seventy-two days is still too long for authors to wait to hear about the initial decision on their article. Future reviews of the publication process should focus not only on the types of articles that are included, but their subjects as well. Given the great diversity of clinical care practiced across the US Department of Veterans Affairs, US Department of Defense, and the US Public Health Service, the journal must ensure that its articles reflect its diverse audience. We would like to see articles come from authors associated with all 3 major branches of our audience, as well as small portions of the readership (eg, Federal Bureau of Prisons, National Institutes of Health) and ask our readers to help us promote the journal to potential authors in all Federal Health Care organizations. We are especially interested in submissions on or from underserved populations.

Despite the significant burdens on HCPs and federal health care systems, Federal Practitioner managed to increase the speed of publication and the number of articles between May 2020 and April 2021 thanks to the work of all the authors and reviewers who contributed their time and energy to the publication during this challenging period. Their efforts are impressive and greatly appreciated. We pledge to continue to improve our process to reduce the time to publication and to continue to provide regular updates on our process and performance.

The COVID-19 pandemic put unparalleled strain on US health care systems and individual health care providers (HCPs), which has been well documented. Like all other medical peer reviewed journals, Federal Practitioner relies heavily on the generosity and dedication of federal HCPs. As the pandemic unfolded, we questioned whether HCPs would have the time and energy to write new articles, complete research projects, and review the work of their peers. To assess the impact of COVID-19 on the journal, we compared data from a full year during the COVID-19 pandemic with that of the previous year to determine whether and how the pandemic reshaped the peer review and publication process.

For the purposes of this review, we will compare a full year of COVID-19 journal performance with the prior year. Since COVID-19 infections spiked at different times in different places, there is no clear starting point for the pandemic. Similarly, states varied widely in their vaccination rates and opening procedures. Nevertheless, the period from May 1, 2020 to April 30, 2021, most of the country experienced COVID-19 restrictions, and the number of cases rose dramatically.

From May 1, 2020 to April 30, 2021, Federal Practitioner received 208 submissions, 110% increase over the previous year (189 submissions from May 1, 2019 to April 30, 2020) and a 28% increase over a 2-year period. After submission, it took an average of 9.0 days to the first reviewer invitation compared with 10.3 days in the previous year and 4.7 days 2 years prior. Time from the initial submission to the first decision (ie, accept, reject, or revise) took 72.8 days in the COVID-19 year compared with 91.1 days in the previous year and 69.6 days 2 years prior. In both periods it took reviewers a mean 9.5 days to complete a review from the date invited, and the rate of late reviews was unchanged as well.

During the COVID-19 pandemic year, 1481 reviewer invitations were sent to potential reviewers and 498 reviews were completed (33.6%) by 195 individual reviewers: an average of 2.4 reviews per manuscript. Most reviewers recommended to accept the manuscript, and just 14.7% of reviewers recommended to reject the manuscript (Table). The previous year 1295 invitations were sent to potential reviewers and 460 reviews were completed (38.1%) by 181 individual reviewers for an average of 2.4 reviews per manuscript.

Peer Review Process Results


For the original submissions, the journal accepted just 26 (12.7%) articles, recommended revisions for 105 (51.2%) submissions, and rejected 74 (36.1%) submissions from May 1, 2020 to April 30, 3021. One hundred seven manuscripts were revised once, and 75.7% were accepted, and 2.8% were rejected. Twenty-two articles had a second revision and 1 had a third revision and all were published. In the year before the pandemic, just 16 (9.5%) manuscripts were accepted in their original form and 59 (39.1%) were rejected.

Federal Practitioner published 113 articles from May 2020 to April 2021. These articles included 44 (38.9%) original studies, 25 (22.1%) case studies, 20 (17.7%) program profiles, 16 (14.2%) commentaries/editorials, and 8 (7.1%) review articles; 19 (16.8%) articles were focused on COVID-19. The prior year saw Federal Practitioner publish 106 articles in 18 issues. Of these articles 36.8% were original studies, 22.6% were program profiles, 18.9% were case studies, 13.2% were commentaries/editorials, and 8.5% were review articles.

Despite the impact of COVID-19, federal HCPs continued to contribute to this journal without significant interruption. The journal saw a 10% increase in submissions during the pandemic year compared with the previous year but that was in keeping with prior increases in submissions. Similarly, the journal saw more individual reviewers submit more total reviews from May 2020 to April 2021 compared with the previous year. The broad spectrum of reviewers involved in the process and the growing volume of both reviews and submissions suggest that our reviewers remained available and committed to the peer review process despite the impact of a pandemic.

Reducing the time to first decision remains an important priority for the journal. Although the time was shortened during the pandemic, it still took longer to inform authors of the first decision compared with 2 years before. There is no indication that COVID-19 had an impact on the speed of decision making. Reviewers were as timely during the pandemic as they were the year before.

Similarly, there was little difference in the types of articles that were published, other than the obvious increase in COVID-19 submissions. Most of the articles on COVID-19 were editorials and columns, though the journal also published case studies, program profiles, and review articles on treatment. During the pandemic, a higher percentage of articles were original studies and case reports, and fewer were program profiles compared with the types the year before. It is unclear if these differences resulted from random fluctuations in unsolicited manuscripts or are part of a larger trend. The journal managed to publish slightly more articles from May 2020 to April 2021 compared with May 2019 to April 2020 despite fewer issues. This is likely due to increased submissions and articles published online.

For the original submissions, the journal accepted just 26 (12.7%) articles, recommended revisions for 105 (51.2%) submissions and rejected 74 (36.1%) submissions from May 2020 to April 3021. One hundred seven manuscripts were revised once and 75.7% were accepted and 2.8% were rejected. Twenty-two articles had a second revision and 1 had a third revision and all were published. In the year prior to the pandemic, just 16 (9.5%) manuscripts were accepted in their original form, and 59 (39.1%) were rejected.

Although Federal Practitioner improved the efficiency of its decision making, there is still significant room for improvement. We are committed to providing our authors with more rapid decisions and reducing the time to the first decision. Seventy-two days is still too long for authors to wait to hear about the initial decision on their article. Future reviews of the publication process should focus not only on the types of articles that are included, but their subjects as well. Given the great diversity of clinical care practiced across the US Department of Veterans Affairs, US Department of Defense, and the US Public Health Service, the journal must ensure that its articles reflect its diverse audience. We would like to see articles come from authors associated with all 3 major branches of our audience, as well as small portions of the readership (eg, Federal Bureau of Prisons, National Institutes of Health) and ask our readers to help us promote the journal to potential authors in all Federal Health Care organizations. We are especially interested in submissions on or from underserved populations.

Despite the significant burdens on HCPs and federal health care systems, Federal Practitioner managed to increase the speed of publication and the number of articles between May 2020 and April 2021 thanks to the work of all the authors and reviewers who contributed their time and energy to the publication during this challenging period. Their efforts are impressive and greatly appreciated. We pledge to continue to improve our process to reduce the time to publication and to continue to provide regular updates on our process and performance.

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Military Health Care at a Crossroads

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The certainty that federal health care will be different, and the equal uncertainty about when and how the systems will evolve, were major topics at the recent AMSUS annual meeting. The Veterans Health Administration (VHA) and Military Health System (MHS) are in the midst of major transformations, although they are at very different points in the process and the final outcomes are yet unknown. This editorial, written at the end of 2019, will review some of the highlights of a discussion that is sure to continue in 2020 and beyond.

Almost everyone in the VA and many of the public can pinpoint the exact place (and time) the VHA’s upheaval began: Phoenix, Arizona, in 2014. “The attack on our system,” as VHA Executive in Charge Richard A. Stone, MD, described it at AMSUS, happened because “we were just too slow a bureaucracy,” he explained.1 “We can debate how many veterans died while waiting for care, but the answer is that 1 was too many and it had to be fixed. We had to become a more agile organization.”

The US Department of Veterans Affairs (VA) response to the media firestorm and congressional outrage was uncharacteristically swift and sweeping. Both the VA Secretary and Deputy Under Secretary of Health were removed, as were many others in leadership at Phoenix and elsewhere. The VA faced an existential crisis as many loud voices called for dismantling the entire system in the wake of its perceived inability or unwillingness to care for those it was legally mandated to serve.2 The Veterans’ Access to Care through Choice, Accountability, and Transparency Act of 2014 and its successor the VA Mission Act of 2018 dramatically expanded veterans’ access to covered health care from non-VA health care providers (HCPs).

Debate continues in the veteran community and the wider society about whether this expansion constitutes an abandonment of a health care system dedicated to veterans and their unique health problems or a commitment to deliver the most efficient and high-quality care to veterans that can be obtained.3-5 Many see this as a crossroads for the VA. Still, even if the VA will continue to exist, the question remains: in what form?

The increased use of private sector HCPs has wrought significant and long-lasting modifications to the traditional VA organization. In fiscal year (FY) 2017, the VA paid for care that non-VA HCPs provided for 24% of patients.6 Veterans with higher service-connected disability ratings and aged > 65 years were more likely to rely on the VA for care than were less disabled and younger patients.6 The Mission Act is expected to increase the VA expenditures by nearly $19 billion between FY 2019 and FY 2023, with the bulk of the patients still going to the VHA for their care.6 Stakeholders from unions to politicians are concerned that every dollar spent on community care is one less they can spend in VA institutions. It is unclear to what degree this concern will be actualized, as smaller hospitals and those in rural areas have always had contact with the private sector to obtain the specialty care veterans needed that the VA could not provide.

Compounding these trends is the VA’s ongoing staffing challenges. To meet the demand and eliminate wait times between September 2014 and September 2018, the VHA grew its workforce by > 40,000 individuals, a 13% growth rate. In FY 2019 alone, the VHA hired 28,000 new employees. And yet despite the rapid growth, a lower than average turnover rate, and relatively high employee satisfaction measures (at least when compared with those of other federal employees), the VHA still has 43,000 vacancies.7,8

Which brings us to the very different set of challenges facing the Defense Health Agency (DHA). In an era of ballooning military budgets the DHA is being asked to “transform the MHS into an integrated readiness and health system, eliminate redundancies, and create a common high-quality experience for our beneficiaries.”9 The seeds of change were tucked into the National Defense Authorization Act (NDAA) of 2017, and their ramifications are only now becoming apparent. Among the most consequential of these changes are transfer of the management of hundreds of MHS hospitals and clinics from the medical services of the Army, Navy, and Air Force to the DHA.

“If we don’t shape our future, others will step in and do it for us,” Tom McCaffrey, Assistant Secretary of Defense for Health Affairs explained at AMSUS.10 In October 2019, DoD transitioned the first group of facilities to the DHA, and the remainder will change management by the end of 2022. In the next step of the process, facilities will be combined—along with TRICARE providers—in 21 geographically based “markets” to streamline management and avoid “redundancies.” 

Lost in the bland language, though, is the scale of the contemplated changes. Although the exact shape of the changes have not been finalized, up to 18,000 MHS health care providers—civilian or uniformed—may be eliminated as DHA relies more heavily on TRICARE providers.11 Not even the future of the Uniformed Service University for the Health Sciences and its leadership training and health care research are guaranteed.12 The ominous possibility that the nation could lose its only military medical school has raised alarm among medical educators. They fear that the country may sacrifice its ability to train physicians with the highly skilled specialities needed on the battlefield and the familiarity with military culture that enables doctors in uniform to relate to the problems of active-duty families and retired service members.12VHA and MHS colleagues are undergoing a similar organizational transition with all the trepidation and expectation that accompanies the turning of an enormous ship in stormy seas. In the midst of these major institutional transformations, VHA and MHS need to band together if the unique specialty of military and VA medicine is to survive. Unless these unprecedented changes can establish a new spirit of solidarity to 2 often separate partners in one mission to care for those who serve, we may well be asking in the next few years, “Where have all the federal practitioners gone?”

References

1. Stone R. Plenary session. Presented at: AMSUS Annual Meeting; December 2019; National Harbor, MD.

2. Lane C. Why don’t we just abolish the VA? Washington Post. April 22, 2015. https://www.washingtonpost.com/opinions/caring-for-veterans-is-our-national-responsibility/2015/04/22/ae61eb88-e929-11e4-aae1-d642717d8afa_story.html. Accessed December 18, 2019.

3. Lemle RB. Choice Program expansion jeopardizes high-quality VHA mental health services. Fed Pract. 2018;35(3):18-24.

4. Shulkin D. Implications for Veterans’ health care: the danger becomes clearer. JAMA Intern Med. 2019;10.1001/jamainternmed.2019.2996. [Published online ahead of print, 2019 Jul 22.]

5. Kullgren JT, Fagerlin A, Kerr EA. Completing the MISSION: a blueprint for helping veterans make the most of new choices. J Gen Intern Med. 2019;10.1007/s11606-019-05404-w. [Published online ahead of print, 2019 Oct 24.]

6. Statement of Merideth Randles, FSA, MAAA Principal and Consulting Actuary, Milliman, Inc. For Presentation Before the Senate Committee on Veterans’ Affairs. VA Mission Act: Implementing the Veterans Community Care Program. https://www.veterans.senate.gov/imo/media/doc/04.10.19%20Milliman%20Testimony.pdf. Submitted April 10, 2019. Accessed December 18, 2019.

7. Sitterly DR. Statement of Daniel R. Sitterly, Assistant Secretary, Office of Human Resources and Administration/Operations Security, and Preparedness, on behalf of U.S. Department of Veterans Affairs Before the House Committee on Veterans Affairs, September 18, 2019. https://docs.house.gov/meetings/VR/VR00/20190918/109925/HHRG-116-VR00-Wstate-SitterlyD-20190918.pdf. Published September 18, 2019. Accessed December 22, 2019.

8. US Office of Personnel Management, FedScope. Federal workforce data. https://www.fedscope.opm.gov. Accessed December 22, 2019.

9. US Department of Defense. Defense Health Program Fiscal Year (FY) 2020 President’s Budget Operation and Maintenance Introductory Statement. https://comptroller.defense.gov/Portals/45/Documents/defbudget/fy2020/budget_justification/pdfs/09_Defense_Health_Program/Vol_I_Sec_1_PBA-19_Introductory_Statement_DHP_PB20.pdf. Accessed December 23, 2019.

10. McCaffery T. MHS vision. Presented at: AMSUS Annual Meeting; December 2019; National Harbor, MD.

11. Sternberg S. Military Health System in the crosshairs. https://www.usnews.com/news/health-news/articles/2019-12-11/military-health-system-in-the-crosshairs. Published December 11, 2019. Accessed December 23, 2019.

12. Novak D. Officials warn Pentagon cuts could force closing of Bethesda military medical university. https://cnsmaryland.org/2019/11/20/officials-warn-pentagon-cuts-could-force-closing-of-bethesda-military-medical-university. Published November 20, 2019. Accessed December 23, 2019.

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The certainty that federal health care will be different, and the equal uncertainty about when and how the systems will evolve, were major topics at the recent AMSUS annual meeting. The Veterans Health Administration (VHA) and Military Health System (MHS) are in the midst of major transformations, although they are at very different points in the process and the final outcomes are yet unknown. This editorial, written at the end of 2019, will review some of the highlights of a discussion that is sure to continue in 2020 and beyond.

Almost everyone in the VA and many of the public can pinpoint the exact place (and time) the VHA’s upheaval began: Phoenix, Arizona, in 2014. “The attack on our system,” as VHA Executive in Charge Richard A. Stone, MD, described it at AMSUS, happened because “we were just too slow a bureaucracy,” he explained.1 “We can debate how many veterans died while waiting for care, but the answer is that 1 was too many and it had to be fixed. We had to become a more agile organization.”

The US Department of Veterans Affairs (VA) response to the media firestorm and congressional outrage was uncharacteristically swift and sweeping. Both the VA Secretary and Deputy Under Secretary of Health were removed, as were many others in leadership at Phoenix and elsewhere. The VA faced an existential crisis as many loud voices called for dismantling the entire system in the wake of its perceived inability or unwillingness to care for those it was legally mandated to serve.2 The Veterans’ Access to Care through Choice, Accountability, and Transparency Act of 2014 and its successor the VA Mission Act of 2018 dramatically expanded veterans’ access to covered health care from non-VA health care providers (HCPs).

Debate continues in the veteran community and the wider society about whether this expansion constitutes an abandonment of a health care system dedicated to veterans and their unique health problems or a commitment to deliver the most efficient and high-quality care to veterans that can be obtained.3-5 Many see this as a crossroads for the VA. Still, even if the VA will continue to exist, the question remains: in what form?

The increased use of private sector HCPs has wrought significant and long-lasting modifications to the traditional VA organization. In fiscal year (FY) 2017, the VA paid for care that non-VA HCPs provided for 24% of patients.6 Veterans with higher service-connected disability ratings and aged > 65 years were more likely to rely on the VA for care than were less disabled and younger patients.6 The Mission Act is expected to increase the VA expenditures by nearly $19 billion between FY 2019 and FY 2023, with the bulk of the patients still going to the VHA for their care.6 Stakeholders from unions to politicians are concerned that every dollar spent on community care is one less they can spend in VA institutions. It is unclear to what degree this concern will be actualized, as smaller hospitals and those in rural areas have always had contact with the private sector to obtain the specialty care veterans needed that the VA could not provide.

Compounding these trends is the VA’s ongoing staffing challenges. To meet the demand and eliminate wait times between September 2014 and September 2018, the VHA grew its workforce by > 40,000 individuals, a 13% growth rate. In FY 2019 alone, the VHA hired 28,000 new employees. And yet despite the rapid growth, a lower than average turnover rate, and relatively high employee satisfaction measures (at least when compared with those of other federal employees), the VHA still has 43,000 vacancies.7,8

Which brings us to the very different set of challenges facing the Defense Health Agency (DHA). In an era of ballooning military budgets the DHA is being asked to “transform the MHS into an integrated readiness and health system, eliminate redundancies, and create a common high-quality experience for our beneficiaries.”9 The seeds of change were tucked into the National Defense Authorization Act (NDAA) of 2017, and their ramifications are only now becoming apparent. Among the most consequential of these changes are transfer of the management of hundreds of MHS hospitals and clinics from the medical services of the Army, Navy, and Air Force to the DHA.

“If we don’t shape our future, others will step in and do it for us,” Tom McCaffrey, Assistant Secretary of Defense for Health Affairs explained at AMSUS.10 In October 2019, DoD transitioned the first group of facilities to the DHA, and the remainder will change management by the end of 2022. In the next step of the process, facilities will be combined—along with TRICARE providers—in 21 geographically based “markets” to streamline management and avoid “redundancies.” 

Lost in the bland language, though, is the scale of the contemplated changes. Although the exact shape of the changes have not been finalized, up to 18,000 MHS health care providers—civilian or uniformed—may be eliminated as DHA relies more heavily on TRICARE providers.11 Not even the future of the Uniformed Service University for the Health Sciences and its leadership training and health care research are guaranteed.12 The ominous possibility that the nation could lose its only military medical school has raised alarm among medical educators. They fear that the country may sacrifice its ability to train physicians with the highly skilled specialities needed on the battlefield and the familiarity with military culture that enables doctors in uniform to relate to the problems of active-duty families and retired service members.12VHA and MHS colleagues are undergoing a similar organizational transition with all the trepidation and expectation that accompanies the turning of an enormous ship in stormy seas. In the midst of these major institutional transformations, VHA and MHS need to band together if the unique specialty of military and VA medicine is to survive. Unless these unprecedented changes can establish a new spirit of solidarity to 2 often separate partners in one mission to care for those who serve, we may well be asking in the next few years, “Where have all the federal practitioners gone?”

The certainty that federal health care will be different, and the equal uncertainty about when and how the systems will evolve, were major topics at the recent AMSUS annual meeting. The Veterans Health Administration (VHA) and Military Health System (MHS) are in the midst of major transformations, although they are at very different points in the process and the final outcomes are yet unknown. This editorial, written at the end of 2019, will review some of the highlights of a discussion that is sure to continue in 2020 and beyond.

Almost everyone in the VA and many of the public can pinpoint the exact place (and time) the VHA’s upheaval began: Phoenix, Arizona, in 2014. “The attack on our system,” as VHA Executive in Charge Richard A. Stone, MD, described it at AMSUS, happened because “we were just too slow a bureaucracy,” he explained.1 “We can debate how many veterans died while waiting for care, but the answer is that 1 was too many and it had to be fixed. We had to become a more agile organization.”

The US Department of Veterans Affairs (VA) response to the media firestorm and congressional outrage was uncharacteristically swift and sweeping. Both the VA Secretary and Deputy Under Secretary of Health were removed, as were many others in leadership at Phoenix and elsewhere. The VA faced an existential crisis as many loud voices called for dismantling the entire system in the wake of its perceived inability or unwillingness to care for those it was legally mandated to serve.2 The Veterans’ Access to Care through Choice, Accountability, and Transparency Act of 2014 and its successor the VA Mission Act of 2018 dramatically expanded veterans’ access to covered health care from non-VA health care providers (HCPs).

Debate continues in the veteran community and the wider society about whether this expansion constitutes an abandonment of a health care system dedicated to veterans and their unique health problems or a commitment to deliver the most efficient and high-quality care to veterans that can be obtained.3-5 Many see this as a crossroads for the VA. Still, even if the VA will continue to exist, the question remains: in what form?

The increased use of private sector HCPs has wrought significant and long-lasting modifications to the traditional VA organization. In fiscal year (FY) 2017, the VA paid for care that non-VA HCPs provided for 24% of patients.6 Veterans with higher service-connected disability ratings and aged > 65 years were more likely to rely on the VA for care than were less disabled and younger patients.6 The Mission Act is expected to increase the VA expenditures by nearly $19 billion between FY 2019 and FY 2023, with the bulk of the patients still going to the VHA for their care.6 Stakeholders from unions to politicians are concerned that every dollar spent on community care is one less they can spend in VA institutions. It is unclear to what degree this concern will be actualized, as smaller hospitals and those in rural areas have always had contact with the private sector to obtain the specialty care veterans needed that the VA could not provide.

Compounding these trends is the VA’s ongoing staffing challenges. To meet the demand and eliminate wait times between September 2014 and September 2018, the VHA grew its workforce by > 40,000 individuals, a 13% growth rate. In FY 2019 alone, the VHA hired 28,000 new employees. And yet despite the rapid growth, a lower than average turnover rate, and relatively high employee satisfaction measures (at least when compared with those of other federal employees), the VHA still has 43,000 vacancies.7,8

Which brings us to the very different set of challenges facing the Defense Health Agency (DHA). In an era of ballooning military budgets the DHA is being asked to “transform the MHS into an integrated readiness and health system, eliminate redundancies, and create a common high-quality experience for our beneficiaries.”9 The seeds of change were tucked into the National Defense Authorization Act (NDAA) of 2017, and their ramifications are only now becoming apparent. Among the most consequential of these changes are transfer of the management of hundreds of MHS hospitals and clinics from the medical services of the Army, Navy, and Air Force to the DHA.

“If we don’t shape our future, others will step in and do it for us,” Tom McCaffrey, Assistant Secretary of Defense for Health Affairs explained at AMSUS.10 In October 2019, DoD transitioned the first group of facilities to the DHA, and the remainder will change management by the end of 2022. In the next step of the process, facilities will be combined—along with TRICARE providers—in 21 geographically based “markets” to streamline management and avoid “redundancies.” 

Lost in the bland language, though, is the scale of the contemplated changes. Although the exact shape of the changes have not been finalized, up to 18,000 MHS health care providers—civilian or uniformed—may be eliminated as DHA relies more heavily on TRICARE providers.11 Not even the future of the Uniformed Service University for the Health Sciences and its leadership training and health care research are guaranteed.12 The ominous possibility that the nation could lose its only military medical school has raised alarm among medical educators. They fear that the country may sacrifice its ability to train physicians with the highly skilled specialities needed on the battlefield and the familiarity with military culture that enables doctors in uniform to relate to the problems of active-duty families and retired service members.12VHA and MHS colleagues are undergoing a similar organizational transition with all the trepidation and expectation that accompanies the turning of an enormous ship in stormy seas. In the midst of these major institutional transformations, VHA and MHS need to band together if the unique specialty of military and VA medicine is to survive. Unless these unprecedented changes can establish a new spirit of solidarity to 2 often separate partners in one mission to care for those who serve, we may well be asking in the next few years, “Where have all the federal practitioners gone?”

References

1. Stone R. Plenary session. Presented at: AMSUS Annual Meeting; December 2019; National Harbor, MD.

2. Lane C. Why don’t we just abolish the VA? Washington Post. April 22, 2015. https://www.washingtonpost.com/opinions/caring-for-veterans-is-our-national-responsibility/2015/04/22/ae61eb88-e929-11e4-aae1-d642717d8afa_story.html. Accessed December 18, 2019.

3. Lemle RB. Choice Program expansion jeopardizes high-quality VHA mental health services. Fed Pract. 2018;35(3):18-24.

4. Shulkin D. Implications for Veterans’ health care: the danger becomes clearer. JAMA Intern Med. 2019;10.1001/jamainternmed.2019.2996. [Published online ahead of print, 2019 Jul 22.]

5. Kullgren JT, Fagerlin A, Kerr EA. Completing the MISSION: a blueprint for helping veterans make the most of new choices. J Gen Intern Med. 2019;10.1007/s11606-019-05404-w. [Published online ahead of print, 2019 Oct 24.]

6. Statement of Merideth Randles, FSA, MAAA Principal and Consulting Actuary, Milliman, Inc. For Presentation Before the Senate Committee on Veterans’ Affairs. VA Mission Act: Implementing the Veterans Community Care Program. https://www.veterans.senate.gov/imo/media/doc/04.10.19%20Milliman%20Testimony.pdf. Submitted April 10, 2019. Accessed December 18, 2019.

7. Sitterly DR. Statement of Daniel R. Sitterly, Assistant Secretary, Office of Human Resources and Administration/Operations Security, and Preparedness, on behalf of U.S. Department of Veterans Affairs Before the House Committee on Veterans Affairs, September 18, 2019. https://docs.house.gov/meetings/VR/VR00/20190918/109925/HHRG-116-VR00-Wstate-SitterlyD-20190918.pdf. Published September 18, 2019. Accessed December 22, 2019.

8. US Office of Personnel Management, FedScope. Federal workforce data. https://www.fedscope.opm.gov. Accessed December 22, 2019.

9. US Department of Defense. Defense Health Program Fiscal Year (FY) 2020 President’s Budget Operation and Maintenance Introductory Statement. https://comptroller.defense.gov/Portals/45/Documents/defbudget/fy2020/budget_justification/pdfs/09_Defense_Health_Program/Vol_I_Sec_1_PBA-19_Introductory_Statement_DHP_PB20.pdf. Accessed December 23, 2019.

10. McCaffery T. MHS vision. Presented at: AMSUS Annual Meeting; December 2019; National Harbor, MD.

11. Sternberg S. Military Health System in the crosshairs. https://www.usnews.com/news/health-news/articles/2019-12-11/military-health-system-in-the-crosshairs. Published December 11, 2019. Accessed December 23, 2019.

12. Novak D. Officials warn Pentagon cuts could force closing of Bethesda military medical university. https://cnsmaryland.org/2019/11/20/officials-warn-pentagon-cuts-could-force-closing-of-bethesda-military-medical-university. Published November 20, 2019. Accessed December 23, 2019.

References

1. Stone R. Plenary session. Presented at: AMSUS Annual Meeting; December 2019; National Harbor, MD.

2. Lane C. Why don’t we just abolish the VA? Washington Post. April 22, 2015. https://www.washingtonpost.com/opinions/caring-for-veterans-is-our-national-responsibility/2015/04/22/ae61eb88-e929-11e4-aae1-d642717d8afa_story.html. Accessed December 18, 2019.

3. Lemle RB. Choice Program expansion jeopardizes high-quality VHA mental health services. Fed Pract. 2018;35(3):18-24.

4. Shulkin D. Implications for Veterans’ health care: the danger becomes clearer. JAMA Intern Med. 2019;10.1001/jamainternmed.2019.2996. [Published online ahead of print, 2019 Jul 22.]

5. Kullgren JT, Fagerlin A, Kerr EA. Completing the MISSION: a blueprint for helping veterans make the most of new choices. J Gen Intern Med. 2019;10.1007/s11606-019-05404-w. [Published online ahead of print, 2019 Oct 24.]

6. Statement of Merideth Randles, FSA, MAAA Principal and Consulting Actuary, Milliman, Inc. For Presentation Before the Senate Committee on Veterans’ Affairs. VA Mission Act: Implementing the Veterans Community Care Program. https://www.veterans.senate.gov/imo/media/doc/04.10.19%20Milliman%20Testimony.pdf. Submitted April 10, 2019. Accessed December 18, 2019.

7. Sitterly DR. Statement of Daniel R. Sitterly, Assistant Secretary, Office of Human Resources and Administration/Operations Security, and Preparedness, on behalf of U.S. Department of Veterans Affairs Before the House Committee on Veterans Affairs, September 18, 2019. https://docs.house.gov/meetings/VR/VR00/20190918/109925/HHRG-116-VR00-Wstate-SitterlyD-20190918.pdf. Published September 18, 2019. Accessed December 22, 2019.

8. US Office of Personnel Management, FedScope. Federal workforce data. https://www.fedscope.opm.gov. Accessed December 22, 2019.

9. US Department of Defense. Defense Health Program Fiscal Year (FY) 2020 President’s Budget Operation and Maintenance Introductory Statement. https://comptroller.defense.gov/Portals/45/Documents/defbudget/fy2020/budget_justification/pdfs/09_Defense_Health_Program/Vol_I_Sec_1_PBA-19_Introductory_Statement_DHP_PB20.pdf. Accessed December 23, 2019.

10. McCaffery T. MHS vision. Presented at: AMSUS Annual Meeting; December 2019; National Harbor, MD.

11. Sternberg S. Military Health System in the crosshairs. https://www.usnews.com/news/health-news/articles/2019-12-11/military-health-system-in-the-crosshairs. Published December 11, 2019. Accessed December 23, 2019.

12. Novak D. Officials warn Pentagon cuts could force closing of Bethesda military medical university. https://cnsmaryland.org/2019/11/20/officials-warn-pentagon-cuts-could-force-closing-of-bethesda-military-medical-university. Published November 20, 2019. Accessed December 23, 2019.

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The Shot That Won the Revolutionary War and Is Still Reverberating

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The disputes about those who decline to vaccinate their children for communicable infectious diseases, especially measles, have been in the headlines of late. Those refusals are often done in the name of “medical freedom.”1 Yet this is a much older debate for the military. It seems fitting in this month in which we celebrate the 243rd anniversary of the Declaration of Independence to reflect on the earliest history of the interaction between vaccinations and war in the US and what it tells us about the fight for religious and political freedom and individual liberty.

Go back in time with me to 1776, long before the Fourth of July was a day for barbecues and fireworks. We are in Boston, Philadelphia, and other important cities in colonial America. This time, concern was not about measles but the even more dreaded smallpox. In the first years of the Revolutionary War, General George Washington took command of a newly formed and named Continental Army. A catastrophic 90% of casualties in the Continental Army were from infectious diseases, with the lion’s share of these from smallpox, which at that time had a mortality rate of about 30%.2,3

Early efforts to introduce inoculation into the colonies had failed for many of the same reasons parents across the US today refuse immunization: fear and anxiety. When the renowned New England Puritan minister and scientist Cotton Mather attempted in 1721 to introduce variolation, his house was firebombed and his fellow clergy and physicians alleged that his efforts at inoculation were challenging God’s will to send a plague.3 Variolation was the now antiquated and then laborious process in which a previously unexposed individual was inoculated with material from the vesicle of someone infected with the disease.4,5 Variolation was practiced in parts of Africa and Asia and among wealthy Europeans but remained controversial in many colonies where few Americans had been exposed to smallpox or could afford the procedure.3

It is important to note that the use of variolation was practiced before Edward Jenner famously demonstrated that cowpox vaccine could provide immunity to smallpox in 1798. The majority of those inoculated would develop a mild case of smallpox that required a 5-week period of illness and recovery that provided lifelong immunity. However, during those 5 weeks, they remained a vector of disease for the uninoculated. Southern and New England colonies passed laws that prohibited variolation. Those anti-inoculation attitudes were the basis for the order given to the surgeons general of the Continental Army in 1776 that all inoculations of the troops were forbidden, despite the fact that perhaps only 25% of soldiers possessed any natural immunity.2,3

There was yet another reason that many colonial Americans opposed government-sponsored preventative care, and it was the same reason that they were fighting a war of independence: distrust and resentment of authority. The modern antivaccine movement voices similar fears and suspicions regarding public health campaigns and especially legislative efforts to mandate vaccinations or remove extant exemptions.

In 1775 in Boston, a smallpox outbreak occurred at the same time the Americans laid siege to the British troops occupying the city. Greater natural immunity to the scourge of smallpox either through exposure or variolation provided the British with a stronger defense than the mere city fortifications. There are even some suspicions that the British used the virus as a proto-biologic weapon.

General Washington had initially been against inoculation until he realized that without it the British might win the war. This possibility presented him with a momentous decision: inoculate despite widespread anxiety that variolation would spread the disease or risk the virus ravaging the fighting force. Perhaps the most compelling reason to variolate was that new recruits refused to sign up, fearing not that they would die in battle but of smallpox. In 1777, Washington mandated variolation of the nonimmune troops and new recruits, making it the first large-scale military preventative care measure in history.

Recapitulating an ethical dilemma that still rages in the military nearly 3 centuries later, for British soldiers, inoculation was voluntary not compulsory as for the Americans. There was so much opposition to Washington’s order that communications with surgeons were secret, and commanding officers had to oversee the inoculations.2,3

Washington’s policy not only contributed mightily to the American victory in the war, but also set the precedent for compulsory vaccination in the US military for the next 3 centuries. Currently, regulations require that service members be vaccinated for multiple infectious diseases. Of interest, this mandatory vaccination program has led to no reported cases of measles among military families to date, in part because of federal regulations requiring families of those service members to be vaccinated.6

Ironically, once General Washington made the decision for mass inoculation, he encountered little actual resistance among the troops. However, throughout military history some service members have objected to compulsory vaccination on medical, religious, and personal grounds. In United States v Chadwell, a military court ruled against 2 Marine Corps members who refused vaccination for smallpox, typhoid, paratyphoid, and influenza, citing religious grounds. The court opined that the military orders that ensure the health and safety of the armed forces and thereby that of the public override personal religious beliefs.7

The paradox of liberty—the liberty first won in the Revolutionary War—is that in a pluralistic representative democracy like ours to secure the freedom for all, some, such as the military, must relinquish the very choice to refuse. Their sacrifices grant liberty to others. On June 6, we commemorated the seventy-fifth anniversary of D-Day, remembering how great the cost of that eternal vigilance, which the patriot Thomas Paine said was the price of liberty. On Memorial Day, we remember all those men and women who died in the service of their country. And while they gave up the most precious gift, we must never forget that every person in uniform also surrenders many other significant personal freedoms so that their fellow civilians may exercise them.

The question General Washington faced is one that public health authorities and our legislators again confront. When should the freedom to refuse, which was won with the blood of many valiant heroes and has been defended since 1776, be curtailed for the greater good? We are the one nation in history that has made the defense of self-determination its highest value and in so doing, its greatest challenge.

References

1. Sun LH. Senate panel warns of dangers of ant-vaccine movement. https://www.washingtonpost.com/health/2019/03/05/combat-anti-vaxxers-us-needs-national-campaign-top-washington-state-official-says/?utm_term=.9a4201be0ed1. Published March 5, 2019. Accessed June 9, 2019.

2. Filsinger AL, Dwek R. George Washington and the first mass military inoculation. http://www.loc.gov/rr/scitech/GW&smallpoxinoculation.html. Published February 12, 2009. Accessed June 10, 2019.

3. Fenn EA. Pox Americana. New York: Hill and Wang; 2001.

4. Steadman’s Medical Dictionary. 28th edition. Philadelphia, PA: Lippincott, Williams & Wilkins; 2006.

5. Artenstein AW, Opal JM, Opal SM, Tramont EC, Georges P, Russell PK. History of U.S. military contributions to the study of vaccines and infectious diseases. Mil Med. 2005;170(suppl 4):3-11.

6. Jowers K. So far, no measles cases at military medical facilities—but officials are watching. https://www.militarytimes.com/pay-benefits/2019/04/19/so-far-no-measles-cases-at-military-medical-facilities-but-officials-are-watching/. Published April 19, 2019. Accessed June 9, 2019.

7. Cole JP, Swendiman KS. Mandatory vaccinations: precedent and current laws. https://fas.org/sgp/crs/misc/RS21414.pdf. Published May 21, 2014. Accessed June 10, 2019.

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The disputes about those who decline to vaccinate their children for communicable infectious diseases, especially measles, have been in the headlines of late. Those refusals are often done in the name of “medical freedom.”1 Yet this is a much older debate for the military. It seems fitting in this month in which we celebrate the 243rd anniversary of the Declaration of Independence to reflect on the earliest history of the interaction between vaccinations and war in the US and what it tells us about the fight for religious and political freedom and individual liberty.

Go back in time with me to 1776, long before the Fourth of July was a day for barbecues and fireworks. We are in Boston, Philadelphia, and other important cities in colonial America. This time, concern was not about measles but the even more dreaded smallpox. In the first years of the Revolutionary War, General George Washington took command of a newly formed and named Continental Army. A catastrophic 90% of casualties in the Continental Army were from infectious diseases, with the lion’s share of these from smallpox, which at that time had a mortality rate of about 30%.2,3

Early efforts to introduce inoculation into the colonies had failed for many of the same reasons parents across the US today refuse immunization: fear and anxiety. When the renowned New England Puritan minister and scientist Cotton Mather attempted in 1721 to introduce variolation, his house was firebombed and his fellow clergy and physicians alleged that his efforts at inoculation were challenging God’s will to send a plague.3 Variolation was the now antiquated and then laborious process in which a previously unexposed individual was inoculated with material from the vesicle of someone infected with the disease.4,5 Variolation was practiced in parts of Africa and Asia and among wealthy Europeans but remained controversial in many colonies where few Americans had been exposed to smallpox or could afford the procedure.3

It is important to note that the use of variolation was practiced before Edward Jenner famously demonstrated that cowpox vaccine could provide immunity to smallpox in 1798. The majority of those inoculated would develop a mild case of smallpox that required a 5-week period of illness and recovery that provided lifelong immunity. However, during those 5 weeks, they remained a vector of disease for the uninoculated. Southern and New England colonies passed laws that prohibited variolation. Those anti-inoculation attitudes were the basis for the order given to the surgeons general of the Continental Army in 1776 that all inoculations of the troops were forbidden, despite the fact that perhaps only 25% of soldiers possessed any natural immunity.2,3

There was yet another reason that many colonial Americans opposed government-sponsored preventative care, and it was the same reason that they were fighting a war of independence: distrust and resentment of authority. The modern antivaccine movement voices similar fears and suspicions regarding public health campaigns and especially legislative efforts to mandate vaccinations or remove extant exemptions.

In 1775 in Boston, a smallpox outbreak occurred at the same time the Americans laid siege to the British troops occupying the city. Greater natural immunity to the scourge of smallpox either through exposure or variolation provided the British with a stronger defense than the mere city fortifications. There are even some suspicions that the British used the virus as a proto-biologic weapon.

General Washington had initially been against inoculation until he realized that without it the British might win the war. This possibility presented him with a momentous decision: inoculate despite widespread anxiety that variolation would spread the disease or risk the virus ravaging the fighting force. Perhaps the most compelling reason to variolate was that new recruits refused to sign up, fearing not that they would die in battle but of smallpox. In 1777, Washington mandated variolation of the nonimmune troops and new recruits, making it the first large-scale military preventative care measure in history.

Recapitulating an ethical dilemma that still rages in the military nearly 3 centuries later, for British soldiers, inoculation was voluntary not compulsory as for the Americans. There was so much opposition to Washington’s order that communications with surgeons were secret, and commanding officers had to oversee the inoculations.2,3

Washington’s policy not only contributed mightily to the American victory in the war, but also set the precedent for compulsory vaccination in the US military for the next 3 centuries. Currently, regulations require that service members be vaccinated for multiple infectious diseases. Of interest, this mandatory vaccination program has led to no reported cases of measles among military families to date, in part because of federal regulations requiring families of those service members to be vaccinated.6

Ironically, once General Washington made the decision for mass inoculation, he encountered little actual resistance among the troops. However, throughout military history some service members have objected to compulsory vaccination on medical, religious, and personal grounds. In United States v Chadwell, a military court ruled against 2 Marine Corps members who refused vaccination for smallpox, typhoid, paratyphoid, and influenza, citing religious grounds. The court opined that the military orders that ensure the health and safety of the armed forces and thereby that of the public override personal religious beliefs.7

The paradox of liberty—the liberty first won in the Revolutionary War—is that in a pluralistic representative democracy like ours to secure the freedom for all, some, such as the military, must relinquish the very choice to refuse. Their sacrifices grant liberty to others. On June 6, we commemorated the seventy-fifth anniversary of D-Day, remembering how great the cost of that eternal vigilance, which the patriot Thomas Paine said was the price of liberty. On Memorial Day, we remember all those men and women who died in the service of their country. And while they gave up the most precious gift, we must never forget that every person in uniform also surrenders many other significant personal freedoms so that their fellow civilians may exercise them.

The question General Washington faced is one that public health authorities and our legislators again confront. When should the freedom to refuse, which was won with the blood of many valiant heroes and has been defended since 1776, be curtailed for the greater good? We are the one nation in history that has made the defense of self-determination its highest value and in so doing, its greatest challenge.

The disputes about those who decline to vaccinate their children for communicable infectious diseases, especially measles, have been in the headlines of late. Those refusals are often done in the name of “medical freedom.”1 Yet this is a much older debate for the military. It seems fitting in this month in which we celebrate the 243rd anniversary of the Declaration of Independence to reflect on the earliest history of the interaction between vaccinations and war in the US and what it tells us about the fight for religious and political freedom and individual liberty.

Go back in time with me to 1776, long before the Fourth of July was a day for barbecues and fireworks. We are in Boston, Philadelphia, and other important cities in colonial America. This time, concern was not about measles but the even more dreaded smallpox. In the first years of the Revolutionary War, General George Washington took command of a newly formed and named Continental Army. A catastrophic 90% of casualties in the Continental Army were from infectious diseases, with the lion’s share of these from smallpox, which at that time had a mortality rate of about 30%.2,3

Early efforts to introduce inoculation into the colonies had failed for many of the same reasons parents across the US today refuse immunization: fear and anxiety. When the renowned New England Puritan minister and scientist Cotton Mather attempted in 1721 to introduce variolation, his house was firebombed and his fellow clergy and physicians alleged that his efforts at inoculation were challenging God’s will to send a plague.3 Variolation was the now antiquated and then laborious process in which a previously unexposed individual was inoculated with material from the vesicle of someone infected with the disease.4,5 Variolation was practiced in parts of Africa and Asia and among wealthy Europeans but remained controversial in many colonies where few Americans had been exposed to smallpox or could afford the procedure.3

It is important to note that the use of variolation was practiced before Edward Jenner famously demonstrated that cowpox vaccine could provide immunity to smallpox in 1798. The majority of those inoculated would develop a mild case of smallpox that required a 5-week period of illness and recovery that provided lifelong immunity. However, during those 5 weeks, they remained a vector of disease for the uninoculated. Southern and New England colonies passed laws that prohibited variolation. Those anti-inoculation attitudes were the basis for the order given to the surgeons general of the Continental Army in 1776 that all inoculations of the troops were forbidden, despite the fact that perhaps only 25% of soldiers possessed any natural immunity.2,3

There was yet another reason that many colonial Americans opposed government-sponsored preventative care, and it was the same reason that they were fighting a war of independence: distrust and resentment of authority. The modern antivaccine movement voices similar fears and suspicions regarding public health campaigns and especially legislative efforts to mandate vaccinations or remove extant exemptions.

In 1775 in Boston, a smallpox outbreak occurred at the same time the Americans laid siege to the British troops occupying the city. Greater natural immunity to the scourge of smallpox either through exposure or variolation provided the British with a stronger defense than the mere city fortifications. There are even some suspicions that the British used the virus as a proto-biologic weapon.

General Washington had initially been against inoculation until he realized that without it the British might win the war. This possibility presented him with a momentous decision: inoculate despite widespread anxiety that variolation would spread the disease or risk the virus ravaging the fighting force. Perhaps the most compelling reason to variolate was that new recruits refused to sign up, fearing not that they would die in battle but of smallpox. In 1777, Washington mandated variolation of the nonimmune troops and new recruits, making it the first large-scale military preventative care measure in history.

Recapitulating an ethical dilemma that still rages in the military nearly 3 centuries later, for British soldiers, inoculation was voluntary not compulsory as for the Americans. There was so much opposition to Washington’s order that communications with surgeons were secret, and commanding officers had to oversee the inoculations.2,3

Washington’s policy not only contributed mightily to the American victory in the war, but also set the precedent for compulsory vaccination in the US military for the next 3 centuries. Currently, regulations require that service members be vaccinated for multiple infectious diseases. Of interest, this mandatory vaccination program has led to no reported cases of measles among military families to date, in part because of federal regulations requiring families of those service members to be vaccinated.6

Ironically, once General Washington made the decision for mass inoculation, he encountered little actual resistance among the troops. However, throughout military history some service members have objected to compulsory vaccination on medical, religious, and personal grounds. In United States v Chadwell, a military court ruled against 2 Marine Corps members who refused vaccination for smallpox, typhoid, paratyphoid, and influenza, citing religious grounds. The court opined that the military orders that ensure the health and safety of the armed forces and thereby that of the public override personal religious beliefs.7

The paradox of liberty—the liberty first won in the Revolutionary War—is that in a pluralistic representative democracy like ours to secure the freedom for all, some, such as the military, must relinquish the very choice to refuse. Their sacrifices grant liberty to others. On June 6, we commemorated the seventy-fifth anniversary of D-Day, remembering how great the cost of that eternal vigilance, which the patriot Thomas Paine said was the price of liberty. On Memorial Day, we remember all those men and women who died in the service of their country. And while they gave up the most precious gift, we must never forget that every person in uniform also surrenders many other significant personal freedoms so that their fellow civilians may exercise them.

The question General Washington faced is one that public health authorities and our legislators again confront. When should the freedom to refuse, which was won with the blood of many valiant heroes and has been defended since 1776, be curtailed for the greater good? We are the one nation in history that has made the defense of self-determination its highest value and in so doing, its greatest challenge.

References

1. Sun LH. Senate panel warns of dangers of ant-vaccine movement. https://www.washingtonpost.com/health/2019/03/05/combat-anti-vaxxers-us-needs-national-campaign-top-washington-state-official-says/?utm_term=.9a4201be0ed1. Published March 5, 2019. Accessed June 9, 2019.

2. Filsinger AL, Dwek R. George Washington and the first mass military inoculation. http://www.loc.gov/rr/scitech/GW&smallpoxinoculation.html. Published February 12, 2009. Accessed June 10, 2019.

3. Fenn EA. Pox Americana. New York: Hill and Wang; 2001.

4. Steadman’s Medical Dictionary. 28th edition. Philadelphia, PA: Lippincott, Williams & Wilkins; 2006.

5. Artenstein AW, Opal JM, Opal SM, Tramont EC, Georges P, Russell PK. History of U.S. military contributions to the study of vaccines and infectious diseases. Mil Med. 2005;170(suppl 4):3-11.

6. Jowers K. So far, no measles cases at military medical facilities—but officials are watching. https://www.militarytimes.com/pay-benefits/2019/04/19/so-far-no-measles-cases-at-military-medical-facilities-but-officials-are-watching/. Published April 19, 2019. Accessed June 9, 2019.

7. Cole JP, Swendiman KS. Mandatory vaccinations: precedent and current laws. https://fas.org/sgp/crs/misc/RS21414.pdf. Published May 21, 2014. Accessed June 10, 2019.

References

1. Sun LH. Senate panel warns of dangers of ant-vaccine movement. https://www.washingtonpost.com/health/2019/03/05/combat-anti-vaxxers-us-needs-national-campaign-top-washington-state-official-says/?utm_term=.9a4201be0ed1. Published March 5, 2019. Accessed June 9, 2019.

2. Filsinger AL, Dwek R. George Washington and the first mass military inoculation. http://www.loc.gov/rr/scitech/GW&smallpoxinoculation.html. Published February 12, 2009. Accessed June 10, 2019.

3. Fenn EA. Pox Americana. New York: Hill and Wang; 2001.

4. Steadman’s Medical Dictionary. 28th edition. Philadelphia, PA: Lippincott, Williams & Wilkins; 2006.

5. Artenstein AW, Opal JM, Opal SM, Tramont EC, Georges P, Russell PK. History of U.S. military contributions to the study of vaccines and infectious diseases. Mil Med. 2005;170(suppl 4):3-11.

6. Jowers K. So far, no measles cases at military medical facilities—but officials are watching. https://www.militarytimes.com/pay-benefits/2019/04/19/so-far-no-measles-cases-at-military-medical-facilities-but-officials-are-watching/. Published April 19, 2019. Accessed June 9, 2019.

7. Cole JP, Swendiman KS. Mandatory vaccinations: precedent and current laws. https://fas.org/sgp/crs/misc/RS21414.pdf. Published May 21, 2014. Accessed June 10, 2019.

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