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Barriers to System Quality Improvement in Health Care

Corresponding author: Ebrahim Barkoudah, MD, MPH, Department of Medicine, Brigham and Women’s Hospital, Boston, MA; ebarkoudah@bwh.harvard.edu

Process improvement in any industry sector aims to increase the efficiency of resource utilization and delivery methods (cost) and the quality of the product (outcomes), with the goal of ultimately achieving continuous development.1 In the health care industry, variation in processes and outcomes along with inefficiency in resource use that result in changes in value (the product of outcomes/costs) are the general targets of quality improvement (QI) efforts employing various implementation methodologies.2 When the ultimate aim is to serve the patient (customer), best clinical practice includes both maintaining high quality (individual care delivery) and controlling costs (efficient care system delivery), leading to optimal delivery (value-based care). High-quality individual care and efficient care delivery are not competing concepts, but when working to improve both health care outcomes and cost, traditional and nontraditional barriers to system QI often arise.3

The possible scenarios after a QI intervention include backsliding (regression to the mean over time), steady-state (minimal fixed improvement that could sustain), and continuous improvement (tangible enhancement after completing the intervention with legacy effect).4 The scalability of results can be considered during the process measurement and the intervention design phases of all QI projects; however, the complex nature of barriers in the health care environment during each level of implementation should be accounted for to prevent failure in the scalability phase.5

The barriers to optimal QI outcomes leading to continuous improvement are multifactorial and are related to intrinsic and extrinsic factors.6 These factors include 3 fundamental levels: (1) individual level inertia/beliefs, prior personal knowledge, and team-related factors7,8; (2) intervention-related and process-specific barriers and clinical practice obstacles; and (3) organizational level challenges and macro-level and population-level barriers (Figure). The obstacles faced during the implementation phase will likely include 2 of these levels simultaneously, which could add complexity and hinder or prevent the implementation of a tangible successful QI process and eventually lead to backsliding or minimal fixed improvement rather than continuous improvement. Furthermore, a patient-centered approach to QI would contribute to further complexity in design and execution, given the importance of reaching sustainable, meaningful improvement by adding elements of patient’s preferences, caregiver engagement, and the shared decision-making processes.9

0922_JCOM_EIC_Barkoudah_F.jpg

Overcoming these multidomain barriers and reaching resilience and sustainability requires thoughtful planning and execution through a multifaceted approach.10 A meaningful start could include addressing the clinical inertia for the individual and the team by promoting open innovation and allowing outside institutional collaborations and ideas through networks.11 On the individual level, encouraging participation and motivating health care workers in QI to reach a multidisciplinary operation approach will lead to harmony in collaboration. Concurrently, the organization should support the QI capability and scalability by removing competing priorities and establishing effective leadership that ensures resource allocation, communicates clear value-based principles, and engenders a psychological safety environment.

A continuous improvement state is the optimal QI target, a target that can be attained by removing obstacles and paving a clear pathway to implementation. Focusing on the 3 levels of barriers will position the organization for meaningful and successful QI phases to achieve continuous improvement.

References

1. Adesola S, Baines T. Developing and evaluating a methodology for business process improvement. Business Process Manage J. 2005;11(1):37-46. doi:10.1108/14637150510578719

2. Gershon M. Choosing which process improvement methodology to implement. J Appl Business & Economics. 2010;10(5):61-69.

3. Porter ME, Teisberg EO. Redefining Health Care: Creating Value-Based Competition on Results. Harvard Business Press; 2006.

4. Holweg M, Davies J, De Meyer A, Lawson B, Schmenner RW. Process Theory: The Principles of Operations Management. Oxford University Press; 2018.

5. Shortell SM, Bennett CL, Byck GR. Assessing the impact of continuous quality improvement on clinical practice: what it will take to accelerate progress. Milbank Q. 1998;76(4):593-624. doi:10.1111/1468-0009.00107

6. Solomons NM, Spross JA. Evidence‐based practice barriers and facilitators from a continuous quality improvement perspective: an integrative review. J Nurs Manage. 2011;19(1):109-120. doi:10.1111/j.1365-2834.2010.01144.x

7. Phillips LS, Branch WT, Cook CB, et al. Clinical inertia. Ann Intern Med. 2001;135(9):825-34. doi:10.7326/0003-4819-135-9-200111060-00012

8. Stevenson K, Baker R, Farooqi A, Sorrie R, Khunti K. Features of primary health care teams associated with successful quality improvement of diabetes care: a qualitative study. Fam Pract. 2001;18(1):21-26. doi:10.1093/fampra/18.1.21

9. What is patient-centered care? NEJM Catalyst. January 1, 2017. Accessed August 31, 2022. https://catalyst.nejm.org/doi/full/10.1056/CAT.17.0559

10. Kilbourne AM, Beck K, Spaeth‐Rublee B, et al. Measuring and improving the quality of mental health care: a global perspective. World Psychiatry. 2018;17(1):30-8. doi:10.1002/wps.20482

11. Huang HC, Lai MC, Lin LH, Chen CT. Overcoming organizational inertia to strengthen business model innovation: An open innovation perspective. J Organizational Change Manage. 2013;26(6):977-1002. doi:10.1108/JOCM-04-2012-0047

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Corresponding author: Ebrahim Barkoudah, MD, MPH, Department of Medicine, Brigham and Women’s Hospital, Boston, MA; ebarkoudah@bwh.harvard.edu

Process improvement in any industry sector aims to increase the efficiency of resource utilization and delivery methods (cost) and the quality of the product (outcomes), with the goal of ultimately achieving continuous development.1 In the health care industry, variation in processes and outcomes along with inefficiency in resource use that result in changes in value (the product of outcomes/costs) are the general targets of quality improvement (QI) efforts employing various implementation methodologies.2 When the ultimate aim is to serve the patient (customer), best clinical practice includes both maintaining high quality (individual care delivery) and controlling costs (efficient care system delivery), leading to optimal delivery (value-based care). High-quality individual care and efficient care delivery are not competing concepts, but when working to improve both health care outcomes and cost, traditional and nontraditional barriers to system QI often arise.3

The possible scenarios after a QI intervention include backsliding (regression to the mean over time), steady-state (minimal fixed improvement that could sustain), and continuous improvement (tangible enhancement after completing the intervention with legacy effect).4 The scalability of results can be considered during the process measurement and the intervention design phases of all QI projects; however, the complex nature of barriers in the health care environment during each level of implementation should be accounted for to prevent failure in the scalability phase.5

The barriers to optimal QI outcomes leading to continuous improvement are multifactorial and are related to intrinsic and extrinsic factors.6 These factors include 3 fundamental levels: (1) individual level inertia/beliefs, prior personal knowledge, and team-related factors7,8; (2) intervention-related and process-specific barriers and clinical practice obstacles; and (3) organizational level challenges and macro-level and population-level barriers (Figure). The obstacles faced during the implementation phase will likely include 2 of these levels simultaneously, which could add complexity and hinder or prevent the implementation of a tangible successful QI process and eventually lead to backsliding or minimal fixed improvement rather than continuous improvement. Furthermore, a patient-centered approach to QI would contribute to further complexity in design and execution, given the importance of reaching sustainable, meaningful improvement by adding elements of patient’s preferences, caregiver engagement, and the shared decision-making processes.9

0922_JCOM_EIC_Barkoudah_F.jpg

Overcoming these multidomain barriers and reaching resilience and sustainability requires thoughtful planning and execution through a multifaceted approach.10 A meaningful start could include addressing the clinical inertia for the individual and the team by promoting open innovation and allowing outside institutional collaborations and ideas through networks.11 On the individual level, encouraging participation and motivating health care workers in QI to reach a multidisciplinary operation approach will lead to harmony in collaboration. Concurrently, the organization should support the QI capability and scalability by removing competing priorities and establishing effective leadership that ensures resource allocation, communicates clear value-based principles, and engenders a psychological safety environment.

A continuous improvement state is the optimal QI target, a target that can be attained by removing obstacles and paving a clear pathway to implementation. Focusing on the 3 levels of barriers will position the organization for meaningful and successful QI phases to achieve continuous improvement.

Corresponding author: Ebrahim Barkoudah, MD, MPH, Department of Medicine, Brigham and Women’s Hospital, Boston, MA; ebarkoudah@bwh.harvard.edu

Process improvement in any industry sector aims to increase the efficiency of resource utilization and delivery methods (cost) and the quality of the product (outcomes), with the goal of ultimately achieving continuous development.1 In the health care industry, variation in processes and outcomes along with inefficiency in resource use that result in changes in value (the product of outcomes/costs) are the general targets of quality improvement (QI) efforts employing various implementation methodologies.2 When the ultimate aim is to serve the patient (customer), best clinical practice includes both maintaining high quality (individual care delivery) and controlling costs (efficient care system delivery), leading to optimal delivery (value-based care). High-quality individual care and efficient care delivery are not competing concepts, but when working to improve both health care outcomes and cost, traditional and nontraditional barriers to system QI often arise.3

The possible scenarios after a QI intervention include backsliding (regression to the mean over time), steady-state (minimal fixed improvement that could sustain), and continuous improvement (tangible enhancement after completing the intervention with legacy effect).4 The scalability of results can be considered during the process measurement and the intervention design phases of all QI projects; however, the complex nature of barriers in the health care environment during each level of implementation should be accounted for to prevent failure in the scalability phase.5

The barriers to optimal QI outcomes leading to continuous improvement are multifactorial and are related to intrinsic and extrinsic factors.6 These factors include 3 fundamental levels: (1) individual level inertia/beliefs, prior personal knowledge, and team-related factors7,8; (2) intervention-related and process-specific barriers and clinical practice obstacles; and (3) organizational level challenges and macro-level and population-level barriers (Figure). The obstacles faced during the implementation phase will likely include 2 of these levels simultaneously, which could add complexity and hinder or prevent the implementation of a tangible successful QI process and eventually lead to backsliding or minimal fixed improvement rather than continuous improvement. Furthermore, a patient-centered approach to QI would contribute to further complexity in design and execution, given the importance of reaching sustainable, meaningful improvement by adding elements of patient’s preferences, caregiver engagement, and the shared decision-making processes.9

0922_JCOM_EIC_Barkoudah_F.jpg

Overcoming these multidomain barriers and reaching resilience and sustainability requires thoughtful planning and execution through a multifaceted approach.10 A meaningful start could include addressing the clinical inertia for the individual and the team by promoting open innovation and allowing outside institutional collaborations and ideas through networks.11 On the individual level, encouraging participation and motivating health care workers in QI to reach a multidisciplinary operation approach will lead to harmony in collaboration. Concurrently, the organization should support the QI capability and scalability by removing competing priorities and establishing effective leadership that ensures resource allocation, communicates clear value-based principles, and engenders a psychological safety environment.

A continuous improvement state is the optimal QI target, a target that can be attained by removing obstacles and paving a clear pathway to implementation. Focusing on the 3 levels of barriers will position the organization for meaningful and successful QI phases to achieve continuous improvement.

References

1. Adesola S, Baines T. Developing and evaluating a methodology for business process improvement. Business Process Manage J. 2005;11(1):37-46. doi:10.1108/14637150510578719

2. Gershon M. Choosing which process improvement methodology to implement. J Appl Business & Economics. 2010;10(5):61-69.

3. Porter ME, Teisberg EO. Redefining Health Care: Creating Value-Based Competition on Results. Harvard Business Press; 2006.

4. Holweg M, Davies J, De Meyer A, Lawson B, Schmenner RW. Process Theory: The Principles of Operations Management. Oxford University Press; 2018.

5. Shortell SM, Bennett CL, Byck GR. Assessing the impact of continuous quality improvement on clinical practice: what it will take to accelerate progress. Milbank Q. 1998;76(4):593-624. doi:10.1111/1468-0009.00107

6. Solomons NM, Spross JA. Evidence‐based practice barriers and facilitators from a continuous quality improvement perspective: an integrative review. J Nurs Manage. 2011;19(1):109-120. doi:10.1111/j.1365-2834.2010.01144.x

7. Phillips LS, Branch WT, Cook CB, et al. Clinical inertia. Ann Intern Med. 2001;135(9):825-34. doi:10.7326/0003-4819-135-9-200111060-00012

8. Stevenson K, Baker R, Farooqi A, Sorrie R, Khunti K. Features of primary health care teams associated with successful quality improvement of diabetes care: a qualitative study. Fam Pract. 2001;18(1):21-26. doi:10.1093/fampra/18.1.21

9. What is patient-centered care? NEJM Catalyst. January 1, 2017. Accessed August 31, 2022. https://catalyst.nejm.org/doi/full/10.1056/CAT.17.0559

10. Kilbourne AM, Beck K, Spaeth‐Rublee B, et al. Measuring and improving the quality of mental health care: a global perspective. World Psychiatry. 2018;17(1):30-8. doi:10.1002/wps.20482

11. Huang HC, Lai MC, Lin LH, Chen CT. Overcoming organizational inertia to strengthen business model innovation: An open innovation perspective. J Organizational Change Manage. 2013;26(6):977-1002. doi:10.1108/JOCM-04-2012-0047

References

1. Adesola S, Baines T. Developing and evaluating a methodology for business process improvement. Business Process Manage J. 2005;11(1):37-46. doi:10.1108/14637150510578719

2. Gershon M. Choosing which process improvement methodology to implement. J Appl Business & Economics. 2010;10(5):61-69.

3. Porter ME, Teisberg EO. Redefining Health Care: Creating Value-Based Competition on Results. Harvard Business Press; 2006.

4. Holweg M, Davies J, De Meyer A, Lawson B, Schmenner RW. Process Theory: The Principles of Operations Management. Oxford University Press; 2018.

5. Shortell SM, Bennett CL, Byck GR. Assessing the impact of continuous quality improvement on clinical practice: what it will take to accelerate progress. Milbank Q. 1998;76(4):593-624. doi:10.1111/1468-0009.00107

6. Solomons NM, Spross JA. Evidence‐based practice barriers and facilitators from a continuous quality improvement perspective: an integrative review. J Nurs Manage. 2011;19(1):109-120. doi:10.1111/j.1365-2834.2010.01144.x

7. Phillips LS, Branch WT, Cook CB, et al. Clinical inertia. Ann Intern Med. 2001;135(9):825-34. doi:10.7326/0003-4819-135-9-200111060-00012

8. Stevenson K, Baker R, Farooqi A, Sorrie R, Khunti K. Features of primary health care teams associated with successful quality improvement of diabetes care: a qualitative study. Fam Pract. 2001;18(1):21-26. doi:10.1093/fampra/18.1.21

9. What is patient-centered care? NEJM Catalyst. January 1, 2017. Accessed August 31, 2022. https://catalyst.nejm.org/doi/full/10.1056/CAT.17.0559

10. Kilbourne AM, Beck K, Spaeth‐Rublee B, et al. Measuring and improving the quality of mental health care: a global perspective. World Psychiatry. 2018;17(1):30-8. doi:10.1002/wps.20482

11. Huang HC, Lai MC, Lin LH, Chen CT. Overcoming organizational inertia to strengthen business model innovation: An open innovation perspective. J Organizational Change Manage. 2013;26(6):977-1002. doi:10.1108/JOCM-04-2012-0047

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Barriers to System Quality Improvement in Health Care
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High-quality individual care and efficient care delivery are not competing concepts, but when working to improve both health care outcomes and cost, traditional and nontraditional barriers to system QI often arise.<sup>3</sup> </p> <p>The possible scenarios after a QI intervention include backsliding (regression to the mean over time), steady-state (minimal fixed improvement that could sustain), and continuous improvement (tangible enhancement after completing the intervention with legacy effect).<sup>4</sup> The scalability of results can be considered during the process measurement and the intervention design phases of all QI projects; however, the complex nature of barriers in the health care environment during each level of implementation should be accounted for to prevent failure in the scalability phase.<sup>5</sup>The barriers to optimal QI outcomes leading to continuous improvement are multifactorial and are related to intrinsic and extrinsic factors.<sup>6</sup> These factors include 3 fundamental levels: (1) individual level inertia/beliefs, prior personal knowledge, and team-related factors<sup>7,8</sup>; (2) intervention-related and process-specific barriers and clinical practice obstacles; and (3) organizational level challenges and macro-level and population-level barriers (<strong>Figure</strong>). The obstacles faced during the implementation phase will likely include 2 of these levels simultaneously, which could add complexity and hinder or prevent the implementation of a tangible successful QI process and eventually lead to backsliding or minimal fixed improvement rather than continuous improvement. Furthermore, a patient-centered approach to QI would contribute to further complexity in design and execution, given the importance of reaching sustainable, meaningful improvement by adding elements of patient’s preferences, caregiver engagement, and the shared decision-making processes.<sup>9</sup><br/><br/>Overcoming these multidomain barriers and reaching resilience and sustainability requires thoughtful planning and execution through a multifaceted approach.<sup>10</sup> A meaningful start could include addressing the clinical inertia for the individual and the team by promoting open innovation and allowing outside institutional collaborations and ideas through networks.<sup>11</sup> On the individual level, encouraging participation and motivating health care workers in QI to reach a multidisciplinary operation approach will lead to harmony in collaboration. Concurrently, the organization should support the QI capability and scalability by removing competing priorities and establishing effective leadership that ensures resource allocation, communicates clear value-based principles, and engenders a psychological safety environment. <br/><br/>A continuous improvement state is the optimal QI target, a target that can be attained by removing obstacles and paving a clear pathway to implementation. Focusing on the 3 levels of barriers will position the organization for meaningful and successful QI phases to achieve continuous improvement.</p> <p class="sub1">References </p> <p class="reference">1. Adesola S, Baines T. Developing and evaluating a methodology for business process improvement. <em>Business Process Manage J.</em> 2005;11(1):37-46. doi:10.1108/14637150510578719<br/><br/>2. Gershon M. Choosing which process improvement methodology to implement. <em>J Appl Business &amp; Economics.</em> 2010;10(5):61-69.<br/><br/>3. Porter ME, Teisberg EO. <em>Redefining Health Care: Creating Value-Based Competition on Results.</em> Harvard Business Press; 2006.<br/><br/>4. Holweg M, Davies J, De Meyer A, Lawson B, Schmenner RW. <em>Process Theory: The Principles of Operations Management.</em> Oxford University Press; 2018.<br/><br/>5. Shortell SM, Bennett CL, Byck GR. Assessing the impact of continuous quality improvement on clinical practice: what it will take to accelerate progress. <em>Milbank Q. </em>1998;76(4):593-624. doi:10.1111/1468-0009.00107<br/><br/>6. Solomons NM, Spross JA. Evidence‐based practice barriers and facilitators from a continuous quality improvement perspective: an integrative review. <em>J Nurs Manage. </em>2011;19(1):109-120. doi:10.1111/j.1365-2834.2010.01144.x<br/><br/>7. Phillips LS, Branch WT, Cook CB, et al. Clinical inertia. <em>Ann Intern Med.</em> 2001;135(9):825-34. doi:10.7326/0003-4819-135-9-200111060-00012<br/><br/>8. Stevenson K, Baker R, Farooqi A, Sorrie R, Khunti K. Features of primary health care teams associated with successful quality improvement of diabetes care: a qualitative study. <em>Fam Pract.</em> 2001;18(1):21-26. doi:10.1093/fampra/18.1.21<br/><br/>9. What is patient-centered care? NEJM Catalyst. January 1, 2017. Accessed August 31, 2022. https://catalyst.nejm.org/doi/full/10.1056/CAT.17.0559<br/><br/>10. Kilbourne AM, Beck K, Spaeth‐Rublee B, et al. Measuring and improving the quality of mental health care: a global perspective. <em>World Psychiatry.</em> 2018;17(1):30-8. doi:10.1002/wps.20482<br/><br/>11. Huang HC, Lai MC, Lin LH, Chen CT. Overcoming organizational inertia to strengthen business model innovation: An open innovation perspective. <em>J Organizational Change Manage.</em> 2013;26(6):977-1002. doi:10.1108/JOCM-04-2012-0047</p> </itemContent> </newsItem> </itemSet></root>
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