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Act Now to Protect Clinical, Business Records : Gulf Coast flooding points to value of storing administrative, scheduling information off-site.


 

The recent Gulf Coast disaster may be a wake-up call for all physicians to establish some kind of emergency backup system for their businesses.

“Physicians don't always think of themselves as running a business, but they're going to think of it now,” Rosemarie Nelson, a Syracuse, N.Y.-based consultant with the Medical Group Management Association, said in an interview.

Michael Ellis, M.D., is hoping that technology might have retained some of his records.

His practice in Chalmette, La., south of New Orleans, is in an area flooded to the rooftops in the aftermath of Hurricane Katrina and the subsequent breakdown of New Orleans' levees.

“Like most physicians, I have billing electronic records, but my office clinical records are paper,” Dr. Ellis, said in an interview shortly after the flood. “I assume all that–and our supplies and equipment–will be unsalvageable.”

Dr. Ellis, an otolaryngologist, said he had backups in place for his billing records, both hard copy and “off campus” (outside computer services), assuming that certain computers weren't damaged or backed up during the flood.

As Ms. Nelson noted, “there is just no way to secure paper records. They're there or they're not. You're not going to copy and store them off-site.”

However, a fully integrated electronic medical record might not have been completely safe for stricken medical communities, either.

Anne L. Shirley, a spokeswoman with the Louisiana State Medical Society, said an undetermined number of records have been destroyed.

Some electronic records weren't able to be accessed as most computer servers have been destroyed, Ms. Shirley said.

The Louisiana State Board of Medical Examiners is located in a hard-hit flood area in New Orleans, and the society's Web site and database were inoperable, even from remote locations, Ms. Shirley said.

“This, as you can imagine, poses a problem with license verification and credentialing for displaced physicians.”

One way to solve backup problems such as these is to have electronic medical records stored in a secure, remote site by a vendor, Ms. Nelson said.

“And, it does not have to be a vendor you bought your software from; there are tons of vendors out there providing remote access.”

Such vendors also can offer Internet-based backups, which “add a whole new sense of security,” she noted. But she also pointed out that if a disaster should occur in a physician's area, the backup disk that was taken home would be as insecure as the records.

Even if they don't use an electronic medical record system (and only about 15% of doctors have them), physicians should consider storing their administrative records–such as financial and scheduling information–off-site, Ms. Nelson suggested.

“You need to think about using off-site backup for your financial applications, scheduling, patient list, and some receivables.

“You still have insurance receivables there, and you're going to need that cash inflow because you're going to have to buy new equipment,” Ms. Nelson pointed out. “So securing your financial records is equally as important.”

Having access to the patient list would be essential, because the physician would need to inform patients that they've set up their practice in a new location or will be reopening on a particular date, she explained.

An advantage of backing up financial information is that it also includes some clinical information, Ms. Nelson said.

“That's because you need to have a diagnosis code to bill the insurance company.”

At press time, Dr. Ellis said he was able to communicate only by e-mail because all the phone prefixes in Louisiana and Mississippi were unreachable.

He was able to reach his practice associate in Birmingham through e-mail.

“Two of my staff communicated that they are in upper Mississippi,” he said. Other physicians e-mailed from Houston and Baton Rouge to let him know their whereabouts.

Dr. Ellis was unable to receive mail. “No one has said what is happening to it, or how we can contact insurers, Medicare, etc., to change our address. “I don't know what patients are doing about getting their prescriptions filled since they can't reach doctors,” he said.

At press time, the Louisiana State Medical Society was working with the state's Department of Health and Hospitals, the Office of Emergency Preparedness, the Department of Homeland Security, and the Federal Emergency Management Agency to contact physicians.

Physicians and others can access information about mail delivery, Medicare eligibility, and insurance claims on Louisiana's medical society's Web site, which is www.lsms.org

“Things in this regard change from minute to minute,” said Ms. Shirley, of the medical society. “I am sure that even more information will become available to us and to our physicians as the days go by.”

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